ASTRAZENECA PLC

CUSIP: 46353108 Class: Depository Receipt

Ativo Capital Management LLC's Holding History (CIK: 0001423065)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 35,240 Value ($000) $1,830 Avg Close — Range —
Q2 2013
Shares 36,865 Value ($000) $1,744 Avg Close — Range —